Meeting · FINANCE_AUDIT

Finance & Audit Committee Meeting

Concluded date 2019-08-12 time 12:30 ercot.com

LocationERCOT Austin 8000 Metropolis (Building E), Suite 100 Austin, TX 78744 Room 206

Agenda 21 items

1. Call General Session to Order, Announce Proxies and Segment Alternates · Chair
2. June 10, 2019 General Session Meeting Minutes — Vote · Chair
3. Committee Education on Cryptotechnology — Discussion · Dr. Prabhudev Konana, UT McCombs School of Business
4. Recommendation Regarding Acceptance of ERCOT’s 401(k) Savings Plan Audit Report — Vote · Dawn Herms and Maxwell Locke & Ritter
5. Review of Annual Committee Self-Evaluation Process — Discussion · Chair
6. Committee Briefs — Discussion · Staff
6.1 Review 2019 Financial Summary — Discussion · Sean Taylor
6.2 Periodic Report on Investments — Discussion · Leslie Wiley
7. Periodic Report on Credit Work Group Activity — Discussion · Donald Meek, CWG Chair
8. ERCOT Assessment of Independent Consultant Recommendations on the PJM GreenHat Default — Discussion · Mark Ruane
9. Future Agenda Items — Discussion · Michael Petterson
10. Other Business — Discussion · Michael Petterson
Break
Convene Executive Session · --
Periodic Report on Internal Audit Activity — Discussion · Penny Rychetsky
June 10, 2019 Executive Session Meeting Minutes — Vote · Chair
Contract, Personnel, Security, Compliance, Risk Management, Litigation and Regulatory Matters — Discussion · Staff
Recommendation Regarding Selection of ERCOT 401(k) Savings Plan Auditor — Discussion · Sean Taylor
Reconvene General Session · --
11. Vote on Matters from Executive Session — Vote · Chair
12. Adjournment · Chair